Printed . This content is updated regularly, please refer back to https://bcfsa.ca to ensure that you are relying on the most up-to-date resources.
You play a critical role in the industry with formal responsibility for the business operations of your brokerage and the actions of the licensed and unlicensed staff that provide services on the brokerage’s behalf.
Part of your responsibilities includes supervision and being available to assist and advise licensed and unlicensed staff in day-to-day activities; providing training and guidance; and, fostering an understanding of, and compliance with, regulatory requirements. As the regulatory resources have changed, we have developed tools that support you to provide training at the brokerage level.
Find answers to commonly ask questions about BCFSA’s regulatory guidance.Read the FAQ
Working with Clients: A Practical Guide to Anti-Money Laundering Requirements is a step-by-step video guide to fulfilling Know Your Client obligations. It provides useful examples of how to answer questions that consumers may have about the process.Watch the video
BCFSA’s regular webinars provide information on changes to the regulatory resources and the improvements to the Knowledge Base. You will also find presentation slides which you can download and share with your brokerage.Review the list of webinars