Qualification Hearing

Published on
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Licensee
Applicant 1
Brokerage at Time of Sanctioned Activity
Current Brokerage
Qualification Hearing Date
28 July 2021

Summary

A qualification hearing was held to determine the Applicant’s suitability to be licensed. The circumstances considered at the hearing included the following:

  1. [The Applicant’s] communication with Council staff was unprofessional, disrespectful, and demonstrated issues concerning [the Applicant’s] governability;
  2. [The Applicant] failed to respect requests from Council staff to limit communication to the staff member who had conduct of [the Applicant’s] matter;
  3. The bookkeeping and recordkeeping issues that arose while [the Applicant] was the Managing Broker of [the Brokerage], including the bookkeeping and recordkeeping issues identified in the Accountant’s Reports from 2013, 2014, 2015, 2016, and 2017 as well as [the Applicant’s] failure to file the Accountant’s Reports within the timeline required by s. 7-7 of the Rules in 2013, 2014, 2015, and 2017; and
  4. The nature of the conduct that gave rise to criminal charges against [the Applicant] on or around September 21, 2017, October 17, 2017, and February 4, 2018, notwithstanding that these charges were stayed on or around June 4, 2018.

Results

A Hearing Committee found that the Applicant is not of good reputation and not suitable to be licensed. The Hearing Committee imposed a period of three years before the Applicant could re-apply for licensure.

Contraventions

  • Real Estate Services Act
    • 10 [Qualifications for obtaining licence]
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    • 13 [Refusal to issue or renew licence]
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    • 15 [Conditions and restrictions in relation to a specific licence]
      Read More
  • Real Estate Rules
    • 2-6 [Qualification hearings]
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    • 7-7 [Annual financial statements, accountant’s report and brokerage activity report]
      Read More

PDF Files

Qualification Hearing

Full qualification hearing is available as a PDF.

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